Compliance Analyst II
Location: Palm Harbor
Posted on: August 28, 2019
Purpose of Job We are currently seeking a talented and motivated
Compliance Analyst II for our Phoenix, AZ, San Antonio, TX, Plano,
TX, Colorado Springs, CO, Tampa, Fl (Crosstown) or remote campus
locations. This is a quality control role. The person selected for
this role will review Issue Management information each week and/or
month and provide feedback to the lines of defense regarding the
quality of Issue Management and the quality of the data compared to
Issue Management Standards. Heavy use of email, PowerPoint, and
Excel should be expected. Knowledge of SharePoint will be a plus.
Under minimal supervision, performs moderately complex work
assignments and problem resolution involving enterprise-wide
projects. May be asked to gather information, analyze trends,
provide relevant information to the business, offer
recommendations, make decisions within scope of work assignment,
and perform tasks outside of primary area of responsibility.
Provides second-line independent oversight and guidance regarding
business products, services, and processes through a compliance
framework to ensure they are executed in accordance with regulatory
requirements. In partnership with the business and key
stakeholders, continuously drives a strong culture of compliance
and demonstrates integrity and professional judgment in protecting
the interests of USAA and its members. Job Requirements Conducts
reviews of laws and regulations for business impact. Maintains and
applies maturing knowledge of the business, its products and
processes to identify and escalate compliance issues. Offers
recommendations and makes project related decisions within scope of
work assignment. May review business documents and forms to ensure
compliance with regulatory and legal requirements and enterprise
policy. Provides compliance input on business action plans,
projects or operational requests Gathers information, analyzes data
trends, and provides relevant information to the business.
Participates in compliance risk management activities in accordance
with enterprise compliance standards. Minimum Experience:
Bachelor’s degree required OR 4 additional years of related
experience beyond the minimum required may be substituted in lieu
of a degree. 2 or more years relevant work experience in financial
services or insurance industry. Working knowledge of compliance
laws, regulations and regulatory expectations. Working knowledge of
data analysis tools and techniques with demonstrated ability to
evaluate risk and make recommendations. Knowledge of Microsoft
Office tools to include Word, Excel and PowerPoint. *Qualifications
may warrant placement in a different job level* When you apply for
this position, you will be required to answer some initial
questions. This will take approximately 5 minutes. Once
you begin the questions you will not be able to finish them at a
later time and you will not able to change your responses.
Preferred Experience: Quality control or quality assurance
experience. Data analytics experience. Prior Military experience.
Advanced knowledge of Microsoft Office tools (e.g. Excel, Word,
SharePoint, PowerPoint, and Outlook). The above description
reflects the details considered necessary to describe the principal
functions of the job and should not be construed as a detailed
description of all the work requirements that may be performed in
the job. At USAA our employees enjoy one of the best benefits
packages in the business, including a flexible business casual or
casual dress environment, comprehensive medical, dental and vision
plans, along with wellness and wealth building programs.
Additionally, our career path planning and continuing education
will assist you with your professional goals. Relocation assistance
is not available for this position. For Internal Candidates: Must
complete 12 months in current position (from date of hire or date
of placement) or must have manager’s approval prior to posting.
Last day for internal candidates to apply to the opening is
08/25/19 by 11:59 pm CST time .
Keywords: USAA, Palm Harbor , Compliance Analyst II, Other , Palm Harbor, Florida
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